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«BTIG LLC is a member of FINRA and SIPC BTIG’s Commissions for Charity Days have raised over $24 million for children’s charities in the past nine ...»

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BTIG LLC is a premier institutional brokerage and fund

services company which has been recognized by Wall

Street for its philanthropic endeavors and standing in the

community. BTIG’s most notable event is our Commissions for

Charity Day, from which the day’s commissions are donated

to support various non-profit organizations that champion

efforts against childhood challenges. The event is dedicated to

helping better the lives of the youngest and most vulnerable

members of society.

BTIG LLC is a member of FINRA and SIPC BTIG’s Commissions for Charity Days have raised over $24 million for children’s charities in the past nine years. On our most recent Commissions for Charity Day in 2013, BTIG raised more than $4 million in a single day. The proceeds were distributed to over 100 children’s charities including Boys and Girls Club, The First Tee, the San Francisco Guardsmen, The Michael J. Fox Foundation, A Little Hope, Autism Speaks, Make-a-Wish Foundation, and Children of Fallen Patriots.

2 On behalf of The Guardsmen and the Giants Community Fund, we would like to welcome you to The Ritz-Carlton, San Francisco and to our Sports Auction and Celebrity Dinner!

This evening is a result of a decision by our two organizations to work together to produce a very memorable evening to benefit underserved Bay Area youth–a shared charitable pursuit.

Tonight we are excited to have here with us many members of the San Francisco Giants organization, San Francisco 49ers, Golden State Warriors, and other local athletes. We thank them and their families for being here and for giving their time to help make this event both enjoyable and successful.

Since 1947, The Guardsmen’s all-volunteer membership has raised millions of dollars to provide thousands of Bay Area children the opportunity to attend summer camps each year and to receive scholarships to attend local private grade schools and high schools.

Since 1991, the Giants Community Fund has used baseball as a forum to encourage underserved youth and their families to live healthy, productive lives. With the support of individuals, businesses and community partners, the Fund has reached thousands of youth through the Junior Giants program and other community initiatives.

Finally, we extend our special thanks to all of our generous sponsors and donors without whom this event would be significantly less beneficial to our kids, and to our volunteers, who have donated hundreds of hours of their valuable time to make this event a reality.

Please support these companies and thank these individuals.

We hope you have a wonderful evening!

Adam Buttery, Dan Annan, Sue Petersen, Shana Daum & Carolyn Della Maggiore Victor Thomas & Josh Myerberg Giants Community Fund The Guardsmen

–  –  –

The Guardsmen and the Giants Community Fund thank Lilien Systems for their sponsorship of the 2014 Sports Auction & Celebrity Dinner

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Entrée:

Roasted Chicken Breast, Sage Carrots, Cranberry Wild Rice

Vegetarian Entrée:

Carnaroli Risotto, Watermelon Radish, Chard

Dessert:

Smoked Almond Dacquoise Cake, Roasted Local Apples

–  –  –

6 The Guardsmen reserves the right to withdraw any lot before or at time of sale or to combine two or more lots. The property listed in this program may be amended by addendum sheet or oral announcement before or during the sale.

Bidding: Upon registration at the check-in table, each guest will receive a program and an individual bidding paddle and a device hosting BidPal Network software or access to BidPal Network software. Silent Auction bidding will be made electronically through BidPal Network software only, and Live Auction bidding will be by bidding paddle numbers only.

Most important: Do not mislay your bidding paddle. Guests are responsible for all purchases made by the paddle number assigned to them upon arrival. Silent auction: Bidding will close at approximately 8:30 PM PST.

When each item in the silent auction closes, the highest bidder on the bidding sheet will be considered purchaser of the item.

Silent Auction: All bids will be made electronically through BidPal Network software or device. Bidding will close at approximately 8:30 PM, PST. When the silent auction closes, the highest bidder on each item identified through BidPal Network software or device will be considered purchaser of the item.

Live Auction: The highest bidder acknowledged by the auctioneer shall be the buyer. The auctioneer has the right to reject any bid and to advance the bid at his absolute discretion and, in any event of dispute between bidders, to determine the successful bidder or to re-offer and resell the article in dispute. Should there be any dispute after the sale, The Guardsmen record of sale shall be conclusive. On the fall of the auctioneer’s hammer, the buyer assumes the full risk and responsibility for the lot and will be required to sign a confirmation of purchase and pay the full purchase price. Receipt of payment shall be deemed the completion of sale.

Notice: Most live auction packages require cooperative planning between the purchaser and The Guardsmen. We appreciate our buyers’ understanding of our efforts to secure quality packages given constraints for donated airline mileage and hotel awards. Timing and scheduling issues may arise as part of the planning of travel-related packages.





We appreciate your cooperation.

Estimated Sale Price/Federal Income Tax Information: If an estimated price is provided for a lot, this price is intended only as a rough guide for bidding and does not constitute a representation or assurance of the fair market value of the lot. Amounts paid in excess of the fair market value may be deductible for federal income tax purposes. Bidders should consult their own tax advisors.

Sales Tax: California requires that we charge sales tax on all personal property auctioned at this event. A local sales tax will be automatically calculated and added to your invoice at the applicable rate in effect in the City and County of San Francisco at the time of the auction.

Unless otherwise specified, all items must be used by January 30, 2015.

–  –  –

You and a guest will begin your experience by arriving at the Giants Executive Office and receiving a package of Giants gifts.

You will then be escorted to the Field Club seats where you’ll be able to watch the game with the Giants legend himself, Dave Dravecky! He’ll chat with you about baseball and life, take pictures, and sign a bat and ball for you. What a thrilling night! Package includes two (2) Field Club tickets and a $75 gift card for dinner in your seats.

Experience must take place on a mutually agreeable Monday-Friday home game by 8/29/2014.

–  –  –

The ultimate Warriors Fan Package. See the Golden State Warriors face off for their last regular season home game of 2014 on April 14, 2014 against the Minnesota Timberwolves.

Seats are located at lower level Section 119, Row 5, Seats 17 and 18. Also included: one custom Warriors “Splash Brothers” jersey, signed by Stephen Curry and a 2013/2014 Warriors basketball autographed by the teams’ opening day roster.

–  –  –

Situated on the beautiful Kohala Coast in the heart of the luxurious, world renowned Mauna Lani Resort, we welcome you to the Golf Villas at Mauna Lani. Poised alongside the 9th Tee, this Balinese style, luxuriously furnished three bedroom, three bath home provides an excellent view of the golf course and distant ocean views. You and five of your closest friends/family can relax and enjoy the many amenities including the use of a huge, lagoon style pool with hot tub and workout room. The unit has high speed wireless internet, granite kitchen and bathroom counter tops and stainless steel appliances.

Dates to be mutually agreed upon by donor and winning bidder. Expires January 30, 2015

–  –  –

A San Francisco Giants tradition can be yours as your son or daughter will announce three Giants batters during a home game. Whether it’s 3-up and 3-down or Posey hits a home run, your child will always remember their day at the mic!

Listen to your child’s voice echo through AT&T Park in your four lower box tickets.

Child must be 7-12 years old. The game is Wednesday, May 28: Giants vs. Cubs (12:45pm start). Date is nontransferrable.

10 The Guardsmen and the Giants Community Fund thank Jones Lang LaSalle for their support The Guardsmen and Giants Community Fund thank Merrill Corporation for its support of the 2014 Celebrity Dinner and Auction

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Come down to Pebble Beach Golf Links during the AT&T Pebble Beach National Pro-Am on Tuesday, February 4, 2014 for the Chevron Shoot-Out featuring players and celebrities from the San Francisco Giants and San Francisco 49ers. This event benefits the Giants Community Fund, 49ers Foundation and many other local non-profits. This package includes 2 practice round tickets, on-site VIP parking, a VIP experience at the Chevron Shoot-Out and an autographed item. Two people will enjoy walking inside the ropes during the five hole shootout. The shoot-out will begin at 1:30pm. Please arrive by 1pm to receive personalized credentials at the 1st Tee (Pro Shop).

–  –  –

Ever thought you could throw the first pitch better than the celebrities? Well, test your arm – and your nerve – at AT&T Park on Wednesday, May 14 Giants vs. Braves (12:45pm start).

Includes four lower box tickets. Date is non-transferrable.

12 The Guardsmen and the Giants Community Fund thank BlackRock for their support of the 2014 Sports Auction & Celebrity Dinner Integrated Archive Systems (IAS) congratulates The Guardsmen and the Giants Community Fund for their dedication to Bay Area Youth 13 ITEM 407 Pick Your paradise Which of the following would you like to experience in the next two years?

• Exploring the beauty and serenity of Bali with a one-week stay in your own private villa located on the Indian Ocean

• Watching elephant, rhino, leopard, giraffe, hippo, zebra, cheetah and buffalo during an incredible six day/six night South African photo safari with four star accommodations

• Living “Under the Tuscan Sun” with a spectacular one-week stay in a beautifully restored apartment in a 16th century building in the hillside town of Cortona, Italy.

All trips are for two people. All meals are included in the Africa Safari option. Airfare is NOT included in any of the trips. No sales or transfers are permitted. Winning bidders have two (2) years from date of purchase to use the package. All Pick Your Paradise sales are final, non-refundable, and with no extensions or transfers. Donated by: Zulu Nyala Game Lodge and Sojourn Ventures

ITEM 408 Giants Balldude or Balldudette

Have a friend, mom, dad or uncle who loves the Giants and still has a little pop in his/her step? The Guardsmen and the Giants Community Fund are pleased to offer a truly one-of-a-kind San Francisco baseball experience. Your favorite adult will be on the field with glove in hand, manning the foul territory for a Giants game this season. Includes four lower box tickets.

Mutually agreed upon Monday–Friday game through June 13, 2014.

14 The Guardsmen & Giants Community Fund thank McCarthy-Cook for its support of the 2014 Sports Auction & Celebrity Dinner The Guardsmen and the Giants Community Fund thank BCCI Builders for their support

–  –  –

Amazing trackside experience for the 2014 Grand Prix of

Sonoma on August 22-24, 2014, including:

• Trackside car testing session with Larry Foyt, AJ Foyt Racing Team Manager.

• Meet Takuma Sato, current IndyCar driver for AJ Foyt Racing and former Formula 1 driver.

• Tickets and pit passes for all 3 race days.

• Seats in the AJ Foyt Racing box during the IndyCar race.

–  –  –

Check out the 2014 Giants as they hit the field for Spring Training in sunny Arizona! The package includes two nights at The Ritz-Carlton, Phoenix on Friday, March 21, 2014 and Saturday, March 22, 2014 and two tickets to the Giants games on Friday, March 21 vs. Oakland A’s and Sunday, March 23 vs. Kansas City Royals at Scottsdale Stadium.

Dates are non-transferrable.

16 The Guardsmen and the Giants Community Fund thank Nixon Peabody for their continued support of the 2014 Sports Auction & Celebrity Dinner The Guardsmen & Giants Community Fund thank Wilson Meany for its continued support of the 2014 Sports Auction & Celebrity Dinner

–  –  –

20 Thank You! Our celebrity guests have dedicated years of their lives to the pursuit of excellence in sports, and most of them have represented the Bay Area teams we cheer to success. We are inspired by their efforts and thank each of them for their generous support of the valuable youth

programs that The Guardsmen and the Giants Community Fund support:

Jeremy Affeldt - 2010 and 2012 World Series Champion; SF Giants (2009 - Present), Reds (2008), Rockies (2007), Royals (2003-2006).

Alvin A. “Al” Attles Jr. - Retired professional basketball player and coach. Attles played eleven seasons for the NBA for Philadelphia and The Golden Gate Warriors.

Vida Blue - San Francisco Giants (1978-81, 85-86), Oakland A’s (1969-77), Royals (1982-83). He won the American League Cy Young award and Most Valuable Player Award in 1971.

Bruce Bochy - 2010 & 2012 World Champion Giants (2007-present), San Diego Padres (1995-2006), As a player - Padres (1983-87), Mets (1982), Astros (1978-80) Steve Bono - 14-year career as a quarterback in the NFL with a noted stretch with the San Francisco 49ers where he went 5-1 as starting quarterback.

Renel Brooks-Moon - the voice of The San Francisco Giants. In 2002, she became the first woman to announce a championship game in any professional sport.

Damon Bruce - host of the “Damon Bruce Show” on KNBR 1050. He is also the post-game host of the San Francisco 49ers and an active member of The Guardsmen.



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